Databricks-Certified-Data-Engineer-Associate Databricks Certified Data Engineer Associate Exam Questions and Answers

 The spark.sql operation allows the data engineering team to run a SQL query and return the result as a PySpark DataFrame. This way, the data engineering team can use the same query that the data analyst has developed and operate with the results in PySpark. For example, the data engineering team can use spark.sql(“SELECT * FROM sales”) to get a DataFrame of all the records from the sales Delta table, and then apply various tests or transformations using PySpark APIs. The other options are either not valid operations (A, D), not suitable for running a SQL query (B, E), or not returning a DataFrame (A). References: Databricks Documentation - Run SQL queries, Databricks Documentation - Spark SQL and DataFrames.

 Delta Live Tables expectations are optional clauses that apply data quality checks on each record passing through a query. An expectation consists of a description, a boolean statement, and an action to take when a record fails the expectation. The ON VIOLATION clause specifies the action to take, which can be one of the following: warn, drop, or fail. The drop action means that invalid records are dropped from the target dataset before data is written to the target. The failure is reported as a metric for the dataset, which can be viewed by querying the Delta Live Tables event log. The event log contains information such as the number of records that violate an expectation, the number of records dropped, and the number of records written to the target dataset. References:

• Manage data quality with Delta Live Tables
• Monitor Delta Live Tables pipelines
• Delta Live Tables SQL language reference

he approach that can be used to identify the owner of new_table is to review the Owner field in the table’s page in Data Explorer. Data Explorer is a web-based interface that allows users to browse, create, and manage data objects such as tables, views, and functions in Databricks1. The table’s page in Data Explorer provides various information about the table, such as its schema, partitions, statistics, history, and permissions2. The Owner field shows the name and email address of the user who created or owns the table3. The data engineer can use this information to contact the table owner and request for permission to access the table.

The other options are not correct or reliable for identifying the owner of new_table. Reviewing the Permissions tab in the table’s page in Data Explorer can show the users and groups who have access to the table, but not necessarily the owner4. Reviewing the Owner field in the table’s page in the cloud storage solution can be misleading, as the owner of the data files may not be the same as the owner of the table5. There is a way to identify the owner of the table, as explained above, so option E is false.

References:

• 1: Data Explorer | Databricks on AWS
• 2: Table details | Databricks on AWS
• 3: Set owner when creating a view in databricks sql - Databricks - 9978
• 4: Table access control | Databricks on AWS
• 5: External tables | Databricks on AWS

This approach would allow the data engineering team to use the existing SQL program and add some logic to control the execution of the final query based on the day of the week. They could use the datetime module in Python to get the current date and check if it is a Sunday. If so, they could run the final query, otherwise they could skip it. This way, they could schedule the program to run every day without changing the data model or the source table. References: PySpark SQL Module, Python datetime Module, Databricks Jobs

When migrating to Delta Live Tables (DLT) with a data pipeline that involves different programming languages across various data layers, the migration does not require unifying the pipeline into a single language. Delta Live Tables support multi-language pipelines, allowing data engineers and data analysts to work in their preferred languages, such as Python for data engineering tasks (raw, bronze, and silver layers) and SQL for data analytics tasks (gold layer). This capability is particularly beneficial in collaborative settings and leverages the strengths of each language for different stages of data processing.

References:Databricks documentation on Delta Live Tables: Delta Live Tables Guide

 In Databricks SQL, you can use scheduled query executions to update your dashboards or enable routine alerts. By default, your queries do not have a schedule. To set the schedule, you can use the dropdown pickers to specify the frequency, period, starting time, and time zone. You can also choose to end the schedule on a certain date by selecting the End date checkbox and picking a date from the calendar. This way, you can ensure that the query does not run beyond the first week of the project’s release and does not incur any additional cost. Option A is incorrect, as setting a limit to the number of DBUs does not stop the query from running. Option B is incorrect, as there is no option to end the schedule after a certain number of refreshes. Option C is incorrect, as there is a way to ensure the query does not cost the organization money beyond the first week of the project’s release. Option D is incorrect, as setting a limit to the number of individuals who can manage the query’s refresh schedule does not affect the query’s execution or cost. References: Schedule a query, Schedule a query - Azure Databricks - Databricks SQL

Option D is the correct answer because it enables the Serverless feature for the SQL endpoint, which allows the endpoint to automatically scale up and down based on the query load. This way, the endpoint can handle more concurrent queries and reduce the time it takes to return results. The Serverless feature also reduces the cold start time of the endpoint, which is the time it takes to start the cluster when a query is submitted to a non-running endpoint. The Serverless feature is available for both AWS and Azure Databricks platforms.

References: Databricks SQL Serverless, Serverless SQL endpoints, New Performance Improvements in Databricks SQL

 The keyword that can be used to compact the small files associated with a Delta table is OPTIMIZE. The OPTIMIZE command performs file compaction on a Delta table by rewriting a set of small files into a set of larger files1. This can improve the performance of queries that scan the table by reducing the number of files that need to be read and the amount of metadata that needs to be processed1. The OPTIMIZE command can also optionally sort the data within each file by a given set of columns, which can further improve the query performance by enabling data skipping and predicate pushdown1. The OPTIMIZE command can be applied to the whole table or to a specific partition of the table1.

The other keywords are not suitable for compacting the small files associated with a Delta table. REDUCE is a keyword used in the SQL syntax for aggregating data using a user-defined function2. COMPACTION is not a valid keyword in SQL or Python. REPARTITION is a keyword used in the Python syntax for changing the number of partitions of a DataFrame or an RDD3. VACUUM is a keyword used to remove files that are no longer referenced by a Delta table and are older than a retention threshold4.

References:

• 1: OPTIMIZE | Databricks on AWS
• 2: REDUCE | Databricks on AWS
• 3: repartition | Databricks on AWS
• 4: VACUUM | Databricks on AWS

To send the Databricks Job owner an email in the case that the Job fails, the best approach is to set up an Alert in the Job page. This way, the Job owner can configure the email address and the notification type for the Job failure event. The other options are either not feasible, not reliable, or not relevant for this task. Manually programming an alert system in each cell of the Notebook is tedious and error-prone. Setting up an Alert in the Notebook is not possible, as Alerts are only available for Jobs and Clusters. There is a way to notify the Job owner in the case of Job failure, so option D is incorrect. MLflow Model Registry Webhooks are used for model lifecycle events, not Job events, so option E is not applicable. References:

• Add email and system notifications for job events
• Alerts
• MLflow Model Registry Webhooks

Auto Loader in Databricks utilizes Spark Structured Streaming for processing data incrementally. This allows Auto Loader to efficiently ingest streaming or batch data at scale and to recognize new data as it arrives in cloud storage. Spark Structured Streaming provides the underlying engine that supports various incremental data loading capabilities like schema inference and file notification mode, which are crucial for the dynamic nature of data lakes.

References:Databricks documentation on Auto Loader: Auto Loader Overview

The COPY INTO statement is an idempotent operation, which means that it will skip any files that have already been loaded into the target table1. This ensures that the data is not duplicated or corrupted by multiple attempts to load the same file. Therefore, if the data engineer runs the same command every day without specifying the names of the files to be copied with the FILES keyword or a glob pattern with the PATTERN keyword, the statement will only copy the first file that matches the source location and ignore the rest. To avoid this problem, the data engineer should either use the FILES or PATTERN keywords to filter the files to be copied based on the date or some other criteria, or delete the files from the source location after they are copied into the table2. References: 1: COPY INTO | Databricks on AWS 2: Get started using COPY INTO to load data | Databricks on AWS

 The Tasks tab in the Jobs UI shows the list of tasks that are part of a job, and allows the user to view the details of each task, such as the notebook path, the cluster configuration, the run status, and the duration. By clicking on the active run of a task, the user can access the Spark UI, the notebook output, and the logs of the task. These can help the user to identify the performance bottlenecks and errors in the task. The Runs tab in the Jobs UI only shows the summary of the job runs, such as the start time, the end time, the trigger, and the status. It does not provide the details of the individual tasks within a job run. References: Jobs UI, Monitor running jobs with a Job Run dashboard, How to optimize jobs performance

Option A is the correct answer because it shows the result of an INNER JOIN between the two tables. An INNER JOIN returns only the rows that have matching values in both tables based on the join condition. In this case, the join condition is ON a.customer_id = c.customer_id, which means that only the rows that have the same customer ID in both tables will be included in the output. The output will have four columns: customer_id, name, account_id, and overdraft_amt. The output will have four rows, corresponding to the four customers who have accounts in the account table.

References: The use of INNER JOIN can be referenced from Databricks documentation on SQL JOIN or from other sources like W3Schools or GeeksforGeeks.

In a Databricks customer's cloud account, the primary elements stored include:

• Data: This is the central type of content stored in the customer's cloud account. Data might include various datasets, tables, and files that are used and managed through Databricks platforms.
• Notebooks: These are also stored within a customer's cloud account. Notebooks include scripts, notes, and other information necessary for data analysis and processing tasks.

Cluster management metadata is indeed managed through the cloud, but it's primarily handled by Databricks rather than stored directly in the customer's account. The Databricks web application itself is not stored within the customer's cloud account; rather, it's a service provided by Databricks.

References:Databricks documentation: Data in Databricks

In Databricks, when creating a table, you can add a comment to columns or the entire table to provide more information about the data it contains. In this case, since it’s organization policy to indicate that the new table includes personally identifiable information (PII), option D is correct. The line of code would be added after defining the table structure and before closing with a semicolon. References: Data Engineer Associate Exam Guide, CREATE TABLE USING (Databricks SQL)

The correct command to create a new table that contains all records from two tables without duplicate records is to use the UNION operator. The UNION operator combines the results of two queries and removes any duplicate rows. The INNER JOIN, OUTER JOIN, and MERGE operators do not remove duplicate rows, and the INTERSECT operator only returns the rows that are common to both tables. Therefore, option B is the only correct answer. References: Databricks SQL Reference - UNION, Databricks SQL Reference - JOIN, Databricks SQL Reference - MERGE, [Databricks SQL Reference - INTERSECT]

 Databricks cluster pools are a set of idle, ready-to-use instances that can reduce cluster start and auto-scaling times. This is useful for scenarios where a data team needs to run an automated report as quickly as possible, without waiting for the cluster to launch or scale up. Cluster pools can also help save costs by reusing idle instances across different clusters and avoiding DBU charges for idle instances in the pool. References: Best practices: pools | Databricks on AWS, Best practices: pools - Azure Databricks | Microsoft Learn, Best practices: pools | Databricks on Google Cloud

The expected behavior when a batch of data containing data that violates the expectation is processed is that the job will fail. This is because the expectation clause has the ON VIOLATION FAIL UPDATE option, which means that if any record in the batch does not meet the expectation, the entire batch will be rejected and the job will fail. This option is useful for enforcing strict data quality rules and preventing invalid data from entering the target dataset.

Option A is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION DROP RECORD option should be used.

Option C is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and load them into a quarantine table, the ON VIOLATION QUARANTINE RECORD option should be used.

Option D is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION LOG RECORD option should be used.

Option E is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and flag them as invalid in a field added to the target dataset, the ON VIOLATION FLAG RECORD option should be used.

References:

• Delta Live Tables Expectations
• [Databricks Data Engineer Professional Exam Guide]

 Option E is the correct answer because it is the only mandatory requirement when creating a new Delta Live Tables pipeline. A pipeline is a data processing workflow that contains materialized views and streaming tables declared in Python or SQL source files. Delta Live Tables infers the dependencies between these tables and ensures updates occur in the correct order. To create a pipeline, you need to specify at least one notebook library to be executed, which contains the Delta Live Tables syntax. You can also specify multiple libraries of different languages within your pipeline. The other options are optional or not applicable for creating a pipeline. Option A is not required, but you can optionally provide a key-value pair configuration to customize the pipeline settings, such as the storage location, the target schema, the notifications, and the pipeline mode. Option B is not applicable, as the DBU/hour cost is determined by the cluster configuration, not the pipeline creation. Option C is not required, but you can optionally specify a storage location for the output data from the pipeline. If you leave it empty, the system uses a default location. Option D is not required, but you can optionally specify a location of a target database for the written data, either in the Hive metastore or the Unity Catalog.

References: Tutorial: Run your first Delta Live Tables pipeline, What is Delta Live Tables?, Create a pipeline, Pipeline configuration.

https://www.w3schools.com/python/python_functions.asp

https://www.geeksforgeeks.org/python-functions/

In Production mode, the pipeline runs continuously and updates the output tables whenever new data is available in the input sources. The compute resources are allocated on demand and released when the pipeline is stopped. This mode is suitable for production workloads that require high availability and reliability. References: Configure pipeline settings for Delta Live Tables, Tutorial: Run your first Delta Live Tables pipeline, Building Reliable Data Pipelines Using DataBricks’ Delta Live Tables

The STREAM function is used to process data from a streaming live table or view, which is a table or view that contains data that has been added only since the last pipeline update. Streaming live tables and views are stateful, meaning that they retain the state of the previous pipeline run and only process new data based on the current query. This is useful for incremental processing of streaming or batch data sources. The customers table in the query is a streaming live table, which means that it contains the latest data from the source. The STREAM function enables the query to read the data from the customers table incrementally and create another streaming live table named loyal_customers, which contains the customer IDs of the customers with high loyalty level. References: Difference between LIVE TABLE and STREAMING LIVE TABLE, CREATE STREAMING TABLE, Load data using streaming tables in Databricks SQL.

One of the benefits of the Databricks Lakehouse Platform embracing open source technologies is that it avoids vendor lock-in. This means that customers can use the same open source tools and frameworks across different cloud providers, and migrate their data and workloads without being tied to a specific vendor. The Databricks Lakehouse Platform is built on open source projects such as Apache Spark™, Delta Lake, MLflow, and Redash, which are widely used and trusted by millions of developers. By supporting these open source technologies, the Databricks Lakehouse Platform enables customers to leverage the innovation and community of the open source ecosystem, and avoid the risk of being locked into proprietary or closed solutions. The other options are either not related to open source technologies (A, B, C, D), or not benefits of the Databricks Lakehouse Platform (A, B). References: Databricks Documentation - Built on open source, Databricks Documentation - What is the Lakehouse Platform?, Databricks Blog - Introducing the Databricks Lakehouse Platform.

The MERGE command can be used to upsert data from a source table, view, or DataFrame into a target Delta table. It allows you to specify conditions for matching and updating existing records, and inserting new records when no match is found. This way, you can avoid writing duplicate records into a Delta table1. The other commands (DROP, IGNORE, APPEND, INSERT) do not have this functionality and may result in duplicate records or data loss234. References: 1: Upsert into a Delta Lake table using merge | Databricks on AWS 2: SQL DELETE | Databricks on AWS 3: SQL INSERT INTO | Databricks on AWS 4: SQL UPDATE | Databricks on AWS

https://spark.apache.org/docs/latest/api/python/reference/pyspark.ss/api/pyspark.sql.streaming.DataStreamWriter.trigger.html

Auto Loader provides a Structured Streaming source called cloudFiles that can process new data files as they arrive in cloud storage without any additional setup. Auto Loader uses a scalable key-value store to track ingestion progress and ensure exactly-once semantics. Auto Loader can ingest various file formats and load them into Delta Lake tables. Auto Loader is recommended for incremental data ingestion with Delta Live Tables, which extends the functionality of Structured Streaming and allows you to write declarative Python or SQL code to deploy a production-quality data pipeline. References: What is Auto Loader?, What is Auto Loader? | Databricks on AWS, Solved: How does Auto Loader ingest data? - Databricks - 5629